20 meilleures offres (compliance officer, winterthur, zh) (à pourvoir)

Compliance Officer
Banco Itaú Suisse —Zürich, ZH
- Gestion du personnel
- Microsoft Office
- Niveau Licence
Postuler rapidement
Compliance Officer
grape insurance AG —Zürich, ZH
- 100%
- Travail hybride
- Anglais
- Congé parental payé
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il y a 12 jours
AML Compliance Officer
Banco Itaú Suisse —Zürich, ZH
- Travail hybride
- Microsoft Excel
- Analyse de données
- Niveau Licence
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il y a 7 jours
Senior Compliance Officer
Crypto Finance AG —Zürich, ZH
- 100%
- Anglais
- Niveau Licence
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il y a 8 jours
Compliance Officer - Intermediaries 100% (f/m/d)
Julius Baer —Zürich, ZH
- 100%
- Compétences rédactionnelles
- Anglais
- Microsoft Office
Administrative Officer
VANOS TECH —Winterthour, ZH
- De 2 300 CHF à 2 800 CHF par mois
- Temps partiel
- Microsoft Office
- Expérience administrative
- Esprit d'analyse
- Programme de recommandation
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il y a 7 jours
Compliance Officer – Monitoring & Control Execution 80-100% (f/m/d)
Julius Baer —Zürich, ZH
- Microsoft Powerpoint
- Microsoft Excel
- Anglais
il y a 4 jours
Compliance Officer / MLRO Switzerland & Liechtenstein
Keyrock —Zürich, ZH
- 100%
- Télétravail
- Gestion du personnel
- Niveau Master
- Recrutement
Compliance Officer - Governance & Policies 100% (f/m/d)
Julius Baer —Zürich, ZH
- 100%
- Microsoft Powerpoint
- Microsoft Excel
- Anglais
Information Governance & Risk Specialist 80 - 100 % (hybrid)
ZHAW Zürcher Hochschule für Angewandte Wissenschaften —Winterthour, ZH
- Gestion du personnel
il y a 2 jours
Senior Compliance Officer (m/w/d) 80 - 100%
Zurich Insurance —Zürich, ZH
- Temps partiel
- Travail hybride
- Anglais
- Niveau Master
il y a 10 jours
Client Relationship Officer
PICTET —Zürich, ZH
- Espagnol
- Gestion du personnel
- Anglais
Tax compliance officer (60-100%)
Altenburger Ltd legal tax‍ —Zürich, ZH
- Anglais
SECONDMENT Coordinator, Crimes against Children
Interpol —Hettlingen / Station, ZH
- Espagnol
- Gestion du personnel
- Anglais
(Junior) Security Officer
Prime21 AG —Zürich, ZH
- Anglais
- Niveau Master
- Niveau Licence
(Assistant) Manager – Financial Crime & Regulatory Compliance
Forvis Mazars —Zürich, ZH
- Anglais
- Niveau Master
- Programmes de formation continue
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CEO - MBI Program - (Operating Partner)
All interests aligned AG —Zürich, ZH
- 100%
- Télétravail
- Gestion du personnel
- Niveau Licence
Group Chief Operating Officer (COO)
Batgroup —Zürich, ZH
- 100%
- Travail hybride
- Nettoyage
- Caisse de pension
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CGS Account Officer
Coface —Zürich, ZH
- 100%
- Travail hybride
- Logiciels de GRC/CRM
- Anglais
- Microsoft Office
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Health & Safety Manager, Data Center Health and Safety , Data Center Health and Safety
Amazon Data Services Switzerland GmbH —Zürich, ZH
- 100%
- Anglais
- AWS
- Construction et rénovation

Je souhaite recevoir la dernière alerte Emploi pour les postes de ce type : compliance officer (winterthur, zh)

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Compliance Officer

Banco Itaú Suisse
Zürich, ZH

Postuler rapidement

Détails de l'emploi

Qualifications

Gestion du personnel
Microsoft Office
Niveau Licence
Compétences en communication

Description complète du poste

The position the Regulatory Compliance Officer supports the Regulatory Compliance function in ensuring adherence to Swiss regulatory requirements applicable to Private Banking, with a focus on Market Conduct, FIDLEG, Cross-Border activities, Third Parties oversight and Client Tax compliance (FATCA/CRS).

Key Responsibilities

Market Conduct

Monitor employee personal account dealing and staff transactions.
Support surveillance activities related to market abuse and conduct risk.
Contribute to conduct-related reporting and control testing.

FIDLEG / FINSA

Support client classification and reclassification processes (opt-up/opt-down).
Review client transactions/documentation to ensure compliance with duty of information, suitability requirements.
Assist in monitoring best execution and conflict of interest frameworks.
Provide regulatory guidance to Front Office on FIDLEG-related matters.

Cross-Border

Assess cross-border implications in client onboarding and account maintenance.
Support review of employee travel activities and cross-border servicing restrictions.
Maintain cross-border country guidelines and provide regulatory advice.

Third Parties & Client Tax

Support outsourcing and vendor arrangements from a regulatory perspective.
Assist in FATCA and CRS oversight, mainly documentation reviews and ongoing monitoring.
Contribute to regulatory reporting and remediation processes where required.

Reporting Committees

Assist to prepare reports, KRIs and other indicators to the regulatory compliance committees.

Qualifications & Special knowledge and skills required:

- - Minimum 3-5 years experience in Compliance functions within Private Banking
  - Experience with regulatory projects
  - FATCA, CRS related experience is an assets
  - Excellent Microsoft Office skills
  - Knowledge of Latin American markets is an asset

Knowledge of Swiss regulatory framework applicable to Private Banking & wealth management

- - Knowledge of financial products and regulatory requirements
  - Team player and pro-active, willing to take responsibility
  - Suits well in an international environment
  - Strong intercultural and interpersonal skills
  - Seeks to join the collaborative working environment of a dynamic international team and to share experience acquired to excel as a team
  - Exceptional communication skills
  - Very Good interpersonal relationship
  - University degree in Law or Business Administration or relevant experience by means of a Banking education with additional Compliance focused certifications
  - Compliance Degree (DAS or similar)

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compliance officer emplois - winterthur, zh

Compliance Officer

Compliance Officer

AML Compliance Officer

Senior Compliance Officer

Compliance Officer - Intermediaries 100% (f/m/d)

Administrative Officer

Compliance Officer – Monitoring & Control Execution 80-100% (f/m/d)

Compliance Officer / MLRO Switzerland & Liechtenstein

Compliance Officer - Governance & Policies 100% (f/m/d)

Information Governance & Risk Specialist 80 - 100 % (hybrid)

Senior Compliance Officer (m/w/d) 80 - 100%

Client Relationship Officer

Tax compliance officer (60-100%)

SECONDMENT Coordinator, Crimes against Children

(Junior) Security Officer

(Assistant) Manager – Financial Crime & Regulatory Compliance

CEO - MBI Program - (Operating Partner)

Group Chief Operating Officer (COO)

CGS Account Officer

Health & Safety Manager, Data Center Health and Safety , Data Center Health and Safety

Je souhaite recevoir la dernière alerte Emploi pour les postes de ce type : compliance officer (winterthur, zh)

Related Searches

Key Responsibilities

Market Conduct

FIDLEG / FINSA

Cross-Border

Third Parties & Client Tax

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